1.2 Fixed Charge over cash
The Chargor hereby charges in favour of the Chargee, as security for the payment and discharge of the Secured Obligations, by way of first fixed charge, all the Chargor's right, title and interest from time to time in and to the Cash Account and all Deposits standing to the credit of that Cash Account.
1.3 Assignment
The Chargor hereby assigns and agrees to assign absolutely as beneficial owner to the Chargee as security for the payment and discharge of the Secured Obligations all the Chargor's right, title and interest from time to time in and to the Securities Account and all Related Rights in relation thereto.
1.4 Additional Margin and Required Margin delivered to Chargee
Upon the delivery by the Chargor of:
1.4.1 any Required Margin pursuant to Paragraph 8 (Credit Support) of the Margin Loan Transaction; or
1.4.2 any Additional Margin pursuant to Paragraph 5.1(f) (Prepayment Trigger - Share Price Decline Event of 40% or more) of the Margin Loan Transaction,
into the Securities Account or the Cash Account, as the case may be, any Shares and/or cash forming part of that Additional Margin and that Required Margin shall immediately be subject to the security constituted by this Deed under the first fixed charge and assignment pursuant to Clause 3.1, 3.2 and 3.3 above.
1.5 Required Margin Release delivered to Chargor
Upon the delivery by the Chargee of any Required Margin Release to Sany pursuant to receipt of a Margin Release Notice from Sany under Paragraph 8 (Credit Support) of the Margin Loan Transaction, the security constituted by this Deed over any Shares and/or cash forming part of that Required Margin Release will be released immediately and, to the extent possible, without any further action by either party.
1.6 Notice to Chargee
Execution of this Deed shall constitute notice to the Chargee of the security interests created herein.
1.7 Notice to HKSCC
The Chargee may, but shall not be obliged to, give notice of this Deed and the security interests created hereunder to HKSCC using the form set out in Schedule 4 (Form of Notice to HKSCC).
[譯文]
1. 質押與轉讓
1.1 固定股票質押
作為償付并清償擔保債務之擔保,作為受益所有人的質押人在此通過第一順位固定質押方式,對股票以及與此相關的所有相關權利不時具有的全部質押人權利、所有權和權益設立惠及質押權人的質押。
1.2 固定現金質押
作為償付并清償擔保債務之擔保,質押人在此通過第一順位固定質押方式,對現金賬戶以及該現金賬戶中貸記的全部存款不時具有的全部質押人權利、所有權和權益設立惠及質押權人的質押。
1.3 轉讓
作為償付并清償擔保債務之擔保,作為受益所有人的質押人在此絕對地轉讓并同意將證券賬戶中的全部質押人權利、所有權和權益以及與此相關的全部相關權利轉讓給質押權人。
1.4 交付給質押權人的追加保證金和要求保證金
在質押人將如下保證金交付至證券賬戶或現金賬戶后,視具體情況而定:
1.4.1 依據保證金貸款交易第8款(信用支持)請求的任何要求保證金;或者
1.4.2 依據保證金貸款交易第5.1(f)款(提前還款誘因 – 股價下跌40%或以上的事件)請求的任何追加保證金,
構成該追加保證金和該要求保證金一部分的任何股票和/或現金應立即受限于本契約規定的第一順位固定質押下的擔保和依據上文第3.1、3.2和3.3款進行的轉讓。
1.5 向質押人發送要求保證金解除
在質押權人依據從三一收到的保證金貸款交易第8款(信用支持)下的保證金解除通知 而將任何要求保證金解除發送給三一后,應立即在盡可能的范圍內且無需任一方采取任何進一步的行動,而解除本契約規定的構成該要求保證金解除一部分的任何股票和/或現金上的擔保。
1.6 通知質押權人
本契約簽署應構成對質押權人就本契約下所設立擔保權益之通知。
1.7 通知HKSCC
質押權人可以但無義務采用附表4(發送給HKSCC的通知格式)說明的格式將本契約以及本契約下所設立之擔保權益通知給HKSCC。